Pinpointing a zero-free region is no easy feat

 

Hunting for Zero-Free Regions of the Zeta Function (Part II)

The Riemann Hypothesis asserts that all nontrivial zeros of the Riemann zeta function lie on the critical line . However, before we can approach the line itself, we must first establish that no zeros exist outside of it—specifically near the boundary .

Historically, Charles de la Vallée Poussin mapped the first classic "zero-free" zone in 1899 (see Part I). Today, we will take a different approach.

Recall that previously we proved the following:

Lemma: Let  be analytic in the disk , and suppose that  for  throughout the disk. If  ranges over the zeros of  satisfying , then

for  and an absolute constant .

 

Example 1: A polynomial with finitely many zeros

Take

and let , , with .

Then

Hence for all zeros in ,

Thus,

which satisfies the conclusion.

This is the extreme case where every contribution to  comes from listed zeros.

 

Example 2: An exponential

Take

There are no zeros.

Hence

The maximum-growth condition on  is

so we may take . The lemma predicts

but  so . The estimate is sharp up to the absolute constant. This example shows where the  scale comes from.

 

Example 3: One nearby zero

Let

Then

We have

Therefore, one may take

and apply the lemma to get

However, if  is very small the estimate is very far from equality. The bound has lots of room to spare.

 

Example 4: Many zeros but harmless analytic factor

Take

Then

and

Moreover,

Let

If  then

Choose

and apply the lemma to get

If  is tiny then the bound is far from equality

 

Example 5: If you want to achieve a natural fit to the lemma, it is better to place the zeros away from the center.

Consider

with  is fixed.

Left as an Exercise! ■

 

Now the Lemma has a couple of corollaries.

Suppose that  is analytic in the disk , satisfying the growth condition  for  throughout the disk.

Let   denote the zeros of  satisfying , with . That is,  has no zeros in the right-hand half of the disk .

Then of course

for  so for

implying

For each zero  in the sum, let . By hypothesis, .

Compute the real part of :

Since every term  in the sum  is non-negative, removing the sum can only increase the right-hand side. Hence

Corollary 1: Suppose that  is analytic in the disk , satisfying the growth condition  for  throughout the disk.

Let   denote the zeros of , all satisfying  and assume that  for every such zero.

Then

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Now suppose that one zero  lies on the segment joining  and . Then , .

Then

Since  contributes one of the terms in this sum and writing ,

and

Thus,

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Let  and  the Riemann Zeta function.

Take

Because  for  such that  and   (, in the disk  we estimate

Using  and (see here)

Thus,

Apply Corollary 1:

 

if a root  lies on the segment joining  and  then ,  and

and if  is very close to ,  is very small, hence a zero extremely close to  forces

to become very negative. However, as shown with the 3-4-1 inequality, we have the De laVallée Poussin Lower Bound

Hence

( and ,  )

So 

Therefore, the argument gives that there are no zeros of  such that ,  and

Thus, we have a zero-free region of the shape

Even more striking is the fact that mathematicians have proved a zero-free region far stronger than one might initially expect: for some constant , the Riemann zeta function has no zeros  with  large satisfying

This is the celebrated Korobov-Vinogradov zero-free region.

Our argument yields a zero-free region of width

It is therefore natural to compare it with the best-known result, which is substantially stronger.

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We began with the simple3-4-1 inequality, which led us to regions where zeta cannot vanish. Along the way, a lemma deduced from Borel-Carathéodory Theorem revealed how growth and the location of zeros shape an analytic function’s behavior.

The lesson is worth remembering: sometimes, understanding where zeros cannot be is as revealing as finding where they are.

 

Let’s wrap up today by putting that Lemma to work one more time.

Let  satisfy the conditions of the lemma, that is,  is analytic in the disk , satisfying the growth condition  for  throughout the disk.

Take its zeros  in  and suppose that  for , where . Then of course

So

We have  for , hence in that region each term of the sum

is positive.

Now let   satisfy . Since  has no zeros in this half-plane, every zero  occurring in the sum must satisfy

Therefore

 

Consequently,

Thus, every term in the sum is positive, and hence

Returning to the previous inequality, we obtain

Now recall

 

Borel-Carathéodory Theorem: Let a function  be analytic on a closed disk of radius  centered at the origin. Suppose that . Then, we have the following inequality

where the norm on the left-hand side denotes the maximum value of  in the closed disc:

(the last equality is due to the Maximum Modulus Principle).

 

Apply the theorem to  on the disk  (i.e., ) with .

Therefore, for

Also assume that

Then

 

Corollary 2: Let  be analytic in the disk , satisfying the growth condition  for  throughout the disk.

Take its zeros  in  and suppose that  for , where .

Then




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