The Logarithmic Derivative Knows Where the Zeros Are

 


In the section Möbius Transformations of “The Riemann Hypothesis Revealed” we claim that  and  are symmetric with respect to the unit circle.


Recall that two points  are said to be symmetric with respect to a circle or that  is the inversion of  with respect to the circle centered at  and radius , if both are on the same ray emanating from the center of the circle and

In The Riemann Hypothesis Revealed, Möbius transformations are explored through the lens of classical geometry, allowing the reader to develop a genuine visual intuition for these remarkable mappings. Familiar geometric ideas lead naturally to powerful results in complex analysis and analytic number theory. For readers seeking an accessible yet rigorous path to deeper mathematics, the book offers a rewarding and enjoyable experience.■

 

Let us now examine the inversion

more closely.

 

Lemma: Inversion maps the half-plane

bijectively onto the disc

and vice versa.

Proof.

Let . Then

Since inversion is its own inverse,

it follows that the correspondence is one-to-one and onto. ∎

Since inversion maps a half-plane onto a disk, the following lemma should come as no surprise.

 

Lemma: The Möbius transformation

maps the half plane  bijectively onto the open unit disk.

Moreover, since  is a Möbius transformation, it is conformal and therefore preserves angles between intersecting curves.

Proof. We have

Showing that  maps the half-plane  onto the unit disk. ∎

 

Schwarz’s Lemma: Let  be the open unit disk in the complex plane  centered at the origin, and let  be holomorphic with

 and  on .

Then

 and .

Moreover, if  for some non-zero , or if , then

for some  satisfying .

Proof. A remarkably elegant proof, due to Constantin Carathéodory, consists of a direct application of the Maximum Modulus Principle. The key idea is to factor out the zero of  at the origin and start the resulting quotient.

Define

and extend  to the origin by setting .

Since  is holomorphic and , the singularity of  at  is removable.

Indeed, since  is holomorphic and , differentiability at  gives

Therefore

and hence

Because the limit exists and is finite, the singularity at  is removable. Defining  extends  to a holomorphic function on all .

Thus  is holomorphic throughout .

Fix . Since  is holomorphic on a neighborhood of the closed disc . the Maximum Modulus Principle implies that for every ,

For

because . Hence

Letting  gives

Therefore,

which proves the first assertion. Evaluating at the origin yields

For the extremal case, suppose that either  for some nonzero , or . Then

or

Since  on , the modulus of  attains its maximum value at an interior point of . By the Maximum Modulus Principle,  must be constant:

with . Consequently,

which completes the proof. ■

 

Example:

For ,

and . Schwarz’s lemma therefore applies and gives

which is obvious for

Moreover,  if  and  for . Only  attains equality, and indeed  is of the form  with . ■

 

Example:

For real ,

Hence Schwarz’s lemma applies and

This is precisely the extremal case. The lemma predicts that every function with  must be of this form. ■

 

Borel-Carathéodory Theorem: Let a function  be analytic on a closed disk of radius  centered at the origin. Suppose that . Then, we have the following inequality

where the norm on the left-hand side denotes the maximum value of  in the closed disc:

(the last equality is due to the Maximum Modulus Principle).

Proof.

Define

If  is constant , the inequality follows from

Indeed, if  then  and

Since ,

So we may assume  is nonconstant.

Assume first that . Since . we have . If  then  throughout the disk and attains its maximum at an interior point. The Maximum Principle implies that , and therefore is constant, contrary to the assumption.


Recall from “The Riemann Hypothesis Revealed: Poisson’s Integral formula” that if  is analytic on and inside the circle , then by Cauchy's integral formula we have:

Thus,

and for

 

Thus, we may take  and since  with

for every . Because  for , the image of the disk lies in the half-plane

By the previous lemma, the Möbius transformation

maps this half-plane into the unit disk. Moreover,

Therefore Schwarz's lemma yields

for all  (define  analytic on , satisfies  and maps  into . Schwarz’s lemma gives . Substituting   yields ).

Thus,

Take  so

 

In the general case, we apply the above to  giving

■

The theorem is named after Constantin Carathéodory, one of Greece's most celebrated mathematicians. His pioneering work in complex analysis helped establish many of the geometric principles that now form part of the standard mathematical toolkit. Every time we use a conformal map to transform a difficult region into a simpler one, we are applying ideas that Carathéodory helped bring to maturity.

 

As shown in The Riemann Hypothesis Revealed: Infinite Products, if  is analytic function for all finite values of  and vanishes at the points  then for any finite collection  we may factor

 where  is analytic and zero-free in a neighborhood containing these zeros.  Consequently,

expressing the logarithmic derivative as the contribution from the zeros together with a regular analytic term.

More generally consider  analytic in the closed disk  and take

where  are the zeros of  such that . The function

(where the product runs over the zeros  of  satisfying , counted with multiplicity) is analytic for  and not zero for .

Indeed, since each factor  divides , the singularities are removable, so  is analytic in .

The logarithmic derivative is

Also, since all zeros of  in   have been divided out, any remaining zero  of  must satisfy  and therefore cannot be a zero of  inside .

Now take  

Clearly, for  the circle ,  and

 

If

In this case the inequality  holds inside the circle also, and hence the function

is analytic for  and .

Now assume that

for .

Then  is analytic for ,  and

because

Borel-Carathéodory Theorem states that for

Thus,

for . Take for example , then

and

But (see The Derivatives of an Analytic Function)

so

or

for  and  are the zeros of  such that .         

So let’s recap:

Lemma: Let  be analytic in the disk , and suppose that  for  throughout the disk. If  ranges over the zeros of  satisfying , then

for  and an absolute constant .

 

Note: This lemma says that, deep inside the disk, the logarithmic derivative  is governed almost entirely by the nearby zeros of .

The term

detects zeros through its simple poles, each zero  contributing a term

The lemma shows that once these local contributions are removed,

what remains is a comparatively small analytic function, bounded by .

Conceptually, this means that in the interior of the disk the logarithmic derivative behaves like the logarithmic derivative of a polynomial whose roots are precisely the zeros of  lying in . The influence of the rest of the function is absorbed into a uniformly controlled error term.

Viewed another way, the lemma is a local factorization principle: after accounting for the nearby zeros,  resembles a zero-free analytic function whose logarithmic derivative is small. This is precisely why estimates of  are so often reduced to counting and locating zeros (see A Small Taste from My New Book, Season 2 Episode 7).

For applications to , the message is especially important:

The logarithmic derivative is essentially a weighted sum over nearby zeros, with all other effects contributing only a controlled error.

That principle lies behind many formulas in analytic number theory.

 






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